COMPLIANCE & RISK MANAGEMENT
With applicable regulatory requirements being prevalent in every business sector, the
necessity of having effective compliance and risk management support is critical. Rules and
regulations for the establishment of financial and non-financial services businesses are
comprehensive and specific, with a robust policies and procedures framework being key to
ensuring the success of a business in its regulatory and operational environment.
We provide a comprehensive suite of services covering the identification of compliance
requirements and risks to a business; preparing compliance manuals and monitoring
timetables in line with applicable laws and regulations which are built around the operations
of a business; providing businesses with on-going support on regulatory compliance advice;
updates on regulatory developments and changes; and familiarizing your teams on applicable
rules, regulations, compliance manuals and procedures your business needs to comply with.
Regulatory action and enforcement can have a significant impact on the reputation of a
business and an exponential increase in the costs of compliance. Our compliance offering
extends to providing businesses with periodic health checks on the effectiveness of their
compliance processes and procedures, and identifying any gaps for enhancing the robustness
of the compliance framework of a business.